record clients' trading orders, the SEC probed into the case and found that both investment consultants, several times, did not record clients' orders. {A} and {B} claimed that they received clients

Thai Agencies Public Company Limited (TTA), a group of investors has claimed to (1) have collectively purchased approximately 30 percent of TTA shares, (2) expressed the intention to change certain

Bangkok, May 27, 2011- Following news on a press conference by executive of Thoresen Thai Agency Plc., (TTA), stating that a group of investors who claimed to hold 30% stake in TTA approached and

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

Bangkok, January 30, 2014 ? The SEC affirmed the instruction for Bee Taechaubol to promptly rectify the tender offer for Electronics Industry Plc. (EIC)?s shares as specified by the tender offer

with irregularity in price of securities in which mutual funds invest.  AIMC will later announce the reviewed guideline for NAV calculation, affirmed Mr. Vorapol.

consultant, had solicited the clients to purchase over-the-counter shares of a public company that he claimed to be listed on the Stock Exchange of Thailand (SET) later. He gained a margin from the

result of which failed to identify Wichai?s dishonest acts occurred in the following period of time. In addition, Jadesada did not cautiously verify the existence of Wichai?s assets claimed to be sold for

. Dome Fund to pay 10.4 million baht to Bania. It was claimed that the payment was made for the turnkey contract of construction and improvements of certain areas in T.U. Dome Fund assets, which was

regulators affirmed their intention to continue working together for further fruitful collaboration and strengthen the relationship between them._________________________