The SEC has implemented the initial intensive measures for securities public offering companies and listed companies that commission carbon footprint preparation reviewer in accordance with the Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021. The fee de...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับหน่วยงานพันธมิตร จัดกิจกรรม “Application Deep Dive” ภายใต้โครงการ Capital Market Datathon เวทีการแข่งขันออกแบบไอเดียสร้างสรรค์
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
Line open chat ชื่อ BIDEN NEWS 2 และ Application NDITSPRO และ Line ชื่อ NDITSPRO : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2023)
Line open chat ชื่อ BIDEN NEWS 2 และ Application NDITSPRO และ Line ชื่อ NDITSPRO : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2023)
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
investors, SEC has also developed the SEC Bond Check application, for easy access to the names of bonds that are issued and on sale, the tenor, the rates of interest, the risk levels, as well as the ability
CoinEx Application : CoinEx - Crypto Exchange - ยังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัล (วันที่เปิดเผยข้อมูล : 17/05/2565)