scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 46/2023 Dated 24/04/2023

which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 47/2023 Dated 24/04/2023

shall ensure that the identification document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and

document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and intensity of the procedures mentioned in

, and apply the scope and intensity of the procedures mentioned in Clause 9 (1) and (2) for each client in accordance with the client’s level of risk associated with money laundering (risk-sensitive basis

ดังกล่าว เพ่ือมิให้ผู้ลงทุนและผู้มีส่วนได้เสียเข้าใจผิดและพิจารณา เปิดเผยแผนการดำเนินการต่อไปให้ชัดเจน 3 Scope 3 คาดว่าจะบังคับให้รายงานใน 56-1 One report ปีไหน ตอนนี้ ยังไม่กำหนด ทั้งนี้ บริษัทสามารถ

scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory

Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then

in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit

must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient