majority investors were retail investors, accounting for approximately 81 percent, and HNW accounting for approximately 6 percent. SEC is therefore proposing principles for amending the rules on
principles for amending the Securities and Exchange Act B.E. 2535 (1992) in three major areas, namely: (1) the granting of approval to audit firms and auditors in the capital market, (2) the collection of
risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo
in capital market under both laws, (4) reviewing the coverage of business operators that subject to provisions on the appointment and approval of auditors, (5) amending the corporate status of the
operators. The SEC conducted a public hearing on the proposed principles and relevant draft regulations during 9 October – 7 November 2023. Most respondents supported the proposal for amending the advertising
Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997) Act Amending Royal Enactment on Special Purpose Juristic Persons for Securitization B.E. 2540 (1997) B.E. 2558 (2015
, Act BE 2535. As a result, IFEC has been delayed in resolving the problem and cannot return to normal business operations. 28/10/2021 The Civil Court delivered the Appeal Court judgment amending the
investors? decision-making, causing investors to overlook investment risks. The SEC is therefore in the process of amending the relevant rules and regulations to be more suitable for the industry environment
Australia, Japan, New Zealand and Thailand. As for South Korea, it is in the process of amending the law to support the said issue. In addition, other countries interested in the ARFP project which have
, and securities depository center in accordance with Section 206 and Section 222 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).* The Meeting also approved the principles for amending the