-month period ended 30 June 2020. Because the Company is the result of the amalgamation between Hitachi Chemical Storage (Thailand) Public Company Limited (“BAT-3K”) and Hitachi Chemical Gateway Battery
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
gross profit. As for the Ethanol Business, performance improved YoY from the amalgamation, when compared QoQ ethanol sales volume rose, as Bangchak Bioethanol ( chachoengsao) Co. , Ltd. resumed its
16/05/1992 3. Notification of Capital Market Supervisory Board  TorNor 77/2552 Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual
investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk