, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct

results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person

act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or

derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering

any directors or executives of IFEC, past and present, are found to have been involved in any offences, the SEC will take prompt and swift legal actions

investment consultants must be prompt to provide the said services by the next 2 years, there is time for all commercial banks to develop the staff competency. Meanwhile, the SEC asked the commercial banks to

the acquisition is not executed, W may have to wait until 31 December 2020 to take the money back even though any acquiring party can normally demand a prompt return of deposit. Besides, once the

, if the acquisition is not executed, W may have to wait until 31 December 2020 to take the money back even though any acquiring party can normally demand a prompt return of deposit. Besides, once the

services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay

Thai baht through Prompt Pay and Thai QR. Such provision of services may be deemed the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548 SEC public warning of solicitation for investment in