soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC in cooperation with the ECD Police led by Commander Pol.Maj.Gen. Kowit Wongrungroj, Deputy Commander
organizing a unitholders’ meeting or through a letter seeking the unitholders’ resolution. As an alternative, asset management companies are allowed to seek a unitholders’ resolution if the unitholders
efficiency of business operations. The consultation paper is available until April 4, 2013.Business operators, securities and derivatives businesses, will be allowed to outsource activities directly
found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
allowed to develop its own suitability test and may attach it with securities subscription form to give client adequate time for appraisal of risk appetite. In case of existing client who has done the
financial products and investment alternatives.Infrastructure trust, having structural similarity to real estate investment trust (REIT), will be allowed to invest in overseas infrastructures in forms of
total emission in 1990. Developing countries, though not required to make similar commitment, are allowed to operate a CDM project if they have ratified the Kyoto Protocol. Thailand has done so since 2002
varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure
investment opportunity.SEC Secretary-General Vorapol Socatiyanurak said the SEC will issue regulations in support of? the conversion of Type 1 property funds into REITs as the Type 1 property funds are allowed
. Using the client’s identification card left with her to verify the identity, the password of the authorized person to approve the unit redemption transactions, and the client’s internet banking account