the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group
firms in the capital market. The meeting aimed to discuss issues and exchange views on enhancing audit quality and supporting the sustainable growth of small and medium-sized audit firms. This meeting
inside information for their trading of PTG shares and assisting the commission of an offense”
Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation
exemption due to: O the appointment has been made with the approval of the SEC for the purpose of assisting in the operation of a securities company; O the appointment has been made under Section 145; O the
companies, an officer of the Bank of Thailand or of the Office: O yes O such case has been granted exemption due to: O the appointment has been made with the approval of the SEC for the purpose of assisting
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
supporting agent pursuant to the law governing agricultural futures trading shall submit their application for approval to the Office of the Securities and Exchange Commission together with supporting
operator, futures trading manager or futures supporting agent pursuant to the law governing agricultural futures trading shall submit their application for approval to the Office of the Securities and