Administrative Order Issuance is a legal action by virtue of the SEC Office’s regulatory power prescribed in those administered laws. This action shall be imposed on a regulated person who is disqualified or fails
administrative orders on individuals or juristic persons under the SEC's supervision, in other words, persons licensed, approved, or registered in accordance with the laws administered by the SEC. For example
information in a timely manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
installment, no additional interest charged, this measure was considered for the debtors whose overdue not excess 90 days , however affer the extending the totalling of the installment period not excess 72
whose performance met the quality criteria but had been declined due to affiliation with audit firms failing to meet the requirement of four auditors at a minimum; (3) Extending the period
auditors. For example, extending the deadline for submitting financial statements and facilitating the submission of applications and reports via electronic channels to https://www.sec.or.th/EN/Documents
auditors. For example, extending the deadline for submitting financial statements and facilitating the submission of applications and reports via electronic channels to https://www.sec.or.th/EN/Documents