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Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC FANCY WOOD INDUSTRIES PUBLIC CO.,LTD. 257 MU 1 SOI HYLAND, SUKSAWAT RD., PRASAMUTJADEE, SAMUTPRAKARN 10290, THAILAND TEL : (662

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201803/18021367.pdf

Regulatory Co-operation Between SFC Hong Kong and SEC Thailand

regulatory co-operation between the SFC and the SEC. The two regulators aim to work towards two main objectives: the mutual recognition of investment funds authorised in their respective jurisdictions for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1155

SEC files criminal complaint against 9 alleged offenders for undertaking unlicensed derivatives business

Bangkok, November 27, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against five companies, namely(1) Silver Line Trading Intertrade Co., Ltd., (2) Diamond and Silverline Group Co., Ltd., (3) K.N.O. Marketing Co., Ltd., (4) M.B. Network Co., Ltd., and (5) P.T. Research Co., Ltd., along with four related persons, namely (1) Jaray Chanchaisilp, directors of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group C...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4775

Due date for TSFC undertaking under rehabilitation plan extended but monthly progress report is required

requiring the company to file with the SEC monthly progress report.SEC Secretary-General Thirachai Phuvanatnaranubala revealed that ?the CMSB concurred to extend the due date for undertaking out-of-court

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4565

SEC teams up with financial and media allies to present a month-long series of online free seminars on financial and investment management

The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public can also learn useful tips for managing financial health during Covid-19 situation as well as guidelines for self-adjustment and business planning advice for SMEs after the situation improves. The interested public can watch the free online seminars broadcast live on four Facebook pages, namely: @sec...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8108

The 1st SEC Thailand International Digital Asset Webinar to present views of US SEC commissioner Ms. Hester Peirce, academia and foreign professionals on 1-2 November 2021

SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators in various countries have expressed views and laid out guidelines for digital asset oversight t...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9170

SEC public hearing on proposed amendments to regulations related to securities and derivatives companies’ undertaking of other businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=806

SEC files criminal complaint against Q-Me Co., Ltd and associated persons for undertaking unlicensed derivatives business and defrauding public

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4571

SEC public hearing on proposed regulations to accommodate partnership-based securities and derivatives business operation

the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8375

SEC Thailand’s public hearing on the proposed amendment to the regulation on the fee for undertaking business of licensed derivatives exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=638