Bangkok, June 17, 2009 ? The SEC filed a criminal complaint against and suspended the approval of Somchai Kurujitkosol, the auditor of S.E.C. Auto Sales and Services Plc. (SECC), for failing to comply with the auditing standards and to perform proper audit on the SECC financial statements from 2005 to 2007, misleading the users of such financial statements to believe that such documents were accurate and reliable. Last December, the SEC had filed complaints against former SECC Chairman Sompong...
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
On 27 November 2019, SEC Secretary-General Ruenvadee Suwanmongkol presented to the conference on the SEC performance in driving the UNGPs in Asia - lessons learned, challenges, innovations - Part 1 “The progress of government action on the National Action Plan on Business and Human Rights and implementation that extends the National Action Plan” together with representatives from Japan, Indonesia, India, Pakistan and Nepal. Professor Dr. Surya Deva, a member of the UN Working Group on busi...
Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses
ฟังความคิดเห็น วันที่สุดท้ายของการให้ความคิดเห็น : 04 เมษายน 2551 เรื่อง แบบรายงานธุรกรรมด้านหลักทรัพย์และสัญญาซื้อขายล่วงหน้า (Acivities Report) (เลขที่ Orthor3/2551) เอกสารรับฟังความคิดเห็น แบบ
. If any actions are found to be in violation of the laws enforced by the SEC, legal proceedings may be initiated, which could result in imprisonment and fines. In case of possible legal violations of
Qualifications of Debenture Holders’ Representatives and Authorized Actions of Debenture Holders’ Representatives (codified)
Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์ แบบสำรวจความคิดเห็น Hearing Home เรื่อง แบบรายงานธุรกรรมด้านหลักทรัพย์และสัญญาซื้อขายล่วงหน้า (Acivities Report
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
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