such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the
later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of
securities companies or provided by training institutes approved by the Office; or (ii) being a lecturer, instructor or full-time teacher or guest lecturer at university-level educational institutions accepted
companies or provided by training institutes approved by the Office; or (ii) being a lecturer, instructor or full-time teacher or guest lecturer at university-level educational institutions accepted by the
findings, evidence and the company?s explanations showed ? failed to comply with the generally accepted accounting principles. In November 2010, Chonburi Kanyong Co., Ltd., a CCP subsidiary, sold its
in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign capital markets accepted by the Office on
courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full-time or guest instructor at universities accepted by Office
approved or registered by regulators of foreign capital markets accepted by the Office on the renewal application date and attending at least three hours of training on rules, regulations, code of ethics or
Permanent Secretary of Justice (Executive, Primary Level), accepted the donation on behalf of the Ministry of Justice on 25 March 2024.