declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Khajohnpong and Mr
declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Phisudhi and Mr
possessed the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity
the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity
's lack of liquidity. Subsequently, during the period of 22 May 2017 to 2 June 2017, Mrs. Thanyakamol, who knew or possessed the inside information, sold 7.94 million EARTH shares and 2.89 million
) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not support cash
law. Division 16 Prohibited Characteristics Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited
, automated interface controls, and/or general IT controls System Interfaces (Cont’d) 21 Example of ITGC risks and controls 22 Determine If a ITGC Deficiency Exists: Examples 23 Not a Control Deficiency • The
of 2017 decreased from the same period of 2016 due to the absence of interest on long-term loans. Please be informed accordingly. Yours sincerely, ( Ms. Waewta Natphan ) Asst. Finance & Accounting