derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports

The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and

youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.

additional required steps in the audit process such as tests of opening balances, gaining understandings of client’s business and internal control system. Not only would the insufficiency of estimated

(Asia) Ltd., Seandar Europe, Seandarfx) และ Mr. Matthew Christensen  กรณีประกอบธุรกิจสัญญาซื้อขายล่วงหน้าโดยไม่ได้รับอนุญาต  และ 2. บริษัทเอส ดี โกลบอล, Seandar Inc. (หรือ Seandar), Mr. Huang Young Lin

retirement. • Important Question – How are these RATEs justified? 3 Literature • Fan & Chang (1995) • Scholz, Seshadri & Khitatrakun (2006) • Bayraktar & Young (2007) 4 In this study, I propose … • A realistic

questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young

recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and work systems, causing the company to fail to operate its business in compliance with the governing

careful. However, several instances found during our inspections seemed to suggest otherwise, especially regarding the insufficiency of audit evidence to support its conclusions, inappropriate procedures