are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has qualifications and
business license in the category of investment advisory service shall file an application with the SEC Office within the period of time, in form and together with the supplementary documents as specified in
period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first paragraph shall be filed together with supplementary
period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first paragraph shall be filed together with supplementary
. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC Office. Clause 5
. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC Office. Clause 5
business. Clause 4. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC
documents which are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has
of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary
………[effective date of form 69-BASE-FD]……… 1 SUPPLEMENTARY INFORMATION A. Update the information in form 69-BASE-FD. B. Provide the information about material events occurred during the program which may