highly volatile, the securities clearing house may require margin more than once a day; (3) appropriate review of the validation of the model and parameter to keep them up-to-date at least once a year; (4
and positions of the member and the client, and where it appears that the price is highly volatile and the margin placed by the member is insufficient, the intraday margining and the daily mark-to
of 2015 At 19 August 2015 First Time Publish Associate Prof. Dr. Pattaragit NETNIYOM BBA 1st Honor Finance & Banking, Thammasat Uni. MBA (Finance), Ph.D (Finance & Banking) U. of Queensland Finance
loss and high base of 2Q21 with one-time other income. Revised guidance from rising economic concerns Due to a rising concern on inflation, consumer spending, and continued intense competition, AIS
probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
Pacific jurisdictions, namely Cambodia, New Zealand, Malaysia, the Philippines, Laos, Singapore, Australia, Indonesia, South Africa, Hong Kong and Thailand. This is the 2nd time the SEC has the honor to
held by retail * The paper is first time publish on SEC working papers forum 7th of 2015 on 19 September 2015 at the Securities Exchange Commission room 1601. ** Finance Department, Faculty of Business