as well as disseminated related investment documents and information through various channels including website www.famarkets.com to lure the investing public into their businesses. The aforesaid act
in various markets and the make-up of executive officers, non-executive directors and independent non-executive directors. The latter refers to directors who are free from any external relationships
committees, internal auditors, and regulatory bodies in accounting professions, and better understanding of their roles and responsibilities. Various tools and mechanism have been introduced to facilitate
inconsistent with the ever-advancing technologies and do not allow businesses to access necessary information sufficiently. The FinTech Act would not only reduce such limitations by allowing established
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services
high volatility products such as Cryptocurrency.During Thailand’s WIW 2021 campaign, the week of 1-7 November, the SEC Thailand will organize various activities to reach out to many target audiences and
act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that