securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
capacity. It also highlights the need to disclose and minimize conflicts of interest that may compromise the integrity of proxy advisors, analysts, brokers, rating agencies and others that provide analysis
/2014 financial statements. ABC has to file with the SEC and publicly disclose the reviewed financial statements by January 16, 2015. ABC ceased its garment business operation and did not utilize its land
liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose
. Chansak has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within December 18, 2019. However, Mr. chansak prepared and disclosed the
, Mr. Varunyoo has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within May 22, 2020 and February 3, 2021. However, Mr. Varanyoo
has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within May 25, 2020. However, Mr. Arunphun prepared and disclosed the report
. Santisuk has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within November 25, 2019. However, Mr. Santisuk prepared and disclosed the
, Mr. Santi has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within December 25, 2019 and September 15, 2021. However, Mr