is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it
shall not appear that a director of the council of such private institution of higher education has an untrustworthy characteristic under the Notification of the Securities and Exchange Commission
with the DSI for further proceedings.Because of the criminal complaint, Mr. Konoshita is liable to having untrustworthy characteristics as director and executive of any issuers and listed companies in
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
23 offenders are deemed to have untrustworthy characteristics of director or executive of any securities issuing company and listed company. ___________________________ * Pursuant to the
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of
possess untrustworthy characteristics of company directors and executives from the date of being named throughout the period of the criminal complaint and legal action.**In any case, filing the criminal
Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they
penalties under Section 296 of the SEA. He agreed to enter the criminal fining process and paid a fine of 4,333,480.50 baht.In addition, the criminal fine has caused Assavin to have untrustworthy