Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
specific permission of PTT is strictly prohibited with Future Energy and Beyond Powering Life ทิศทางกลยุทธ์ของ ปตท. CONFIDENTIAL & PROPRIETARY Any use of this material without specific permission of PTT is
No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of
suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to
Court to grant a permission for the assessment of the value of mining property rights and thus could not disclose the information within the original deadline. EARTH has already requested a permission
Microsoft Word - thawatcp 1073.doc This English version is prepared by staff of the Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and
, irresponsibility, carelessness to the client’s benefit, recklessness or unfair or unreliable business conducts, except where the applicant has received the permission from the Office due to the improvement in its