ปาฐกถาพิเศษ เรื่องความสำคัญของการเปิดเผยข้อมูล การดำเนินธุรกิจ SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใช้ภายใน (Internal) ปาฐกถาพิเศษ เรื่องความส าคัญของการเปิดเผยข้อมูล การด า

, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding

well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality

knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose

appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the

, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The

ผลสำรวจความเชื่อมั่นของประชาชนและผู้มีส่วนได้เสียที่มีต่อกระบวนการทำงานของ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ประจำปี 2566 SEC Classification : ใชภ้ายใน (Internal) SEC Classification

initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources

accounting standards and the internal control environment. - Whether the client is aggressively concerned with maintaining the firm’s fees as low as possible. - Indications of an inappropriate limitation in

Earlier, SEC conducted a public hearing on the principle of understanding investment in leasehold funds and funds with revenue sharing agreements and the fund/trust disclosure of investment return