Managers ○ Fund Supervisors ○ Custodians ○ Fund Rating Agency ○ Auditor Regulatory Summary Intermediaries Regulations Asset Management Regulations Related Forms SHARE : For More Information ContactUs
Managers ○ Fund Supervisors ○ Custodians ○ Fund Rating Agency ○ Auditor Regulatory Summary Intermediaries Regulations Asset Management Regulations Related Forms SHARE : For More Information ContactUs
Businesses - Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
issuer must hold shares in FA less than or equal to 5% (in case of holding each other's shares but not exceed the total of 10%); Directors/managers/head of investment banking unit/supervisors/officers of
issuer must hold shares in FA less than or equal to 5% (in case of holding each other's shares but not exceed the total of 10%); Directors/managers/head of investment banking unit/supervisors/officers of
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qualifications of the cross-border funds, management companies and fund supervisors, local representatives