. In addressing these challenges, Asian Roundtable recommendations (see the next section) focus on improving the capacities of board members through further training and board evaluations, which could
4 http://www.climatebonds.net/bonds-climate-change-2014 5 See Annex 1 Climate Bonds Standard and Certification Scheme: LC Transport Technical Working Committee Page 5 of 20 b. New technologies and
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
stakeholders, (ii) information from Vigeo Eiris’ exclusive ESG rating database, and (iii) information provided by the Issuer through documents. We carried out our due diligence assessment from August 20th to
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? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences
-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital
transparent, fair and free from anti-competitive situations; (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and