securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing house under the law on
securities for itself, a securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing
. The key points of revision are: (1) To increase the amount of damage claim eligible for entering the arbitration process; (2) To adjust the time period for preparation of arbitration request and
Electrical Products and Computer 08 https://dividend.sec.or.th/stat-report/OFFER_DEBT_SHORT_EN.xlsx QAQR-04.xlsx establishing a specific time period to make that evaluation? If yes, do the conditions include
with net loss of Baht 3.22 million on Baht 12.92 million revenues over the same period in 2017. The change in loss for the quarterly operating result ended on March 31, 2018 is due to Baht 1.94 million
) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could apply for an extension of
time period as set out by the SEC Office. While the amendments eliminate excessive requirements and facilitate auditors in the capital market, audit quality will not be compromised as the SEC still
application result; (4) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could
=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10 1 - 6 of 6 results Sort by: Relevance Date (Newest) Date (Oldest) QAQR-04.xlsx establishing a specific time period to make that evaluation? If yes, do the
the applicant to clarify, take action or submit additional documents and evidence within the period of time prescribed by the SEC Office. 4 In cases where the applicant does not proceed in accordance