dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
' meeting? A: In principle, a proposal for consideration of an agenda item is valid on the condition that the person who makes the proposal is a shareholder on the submission date and has the right to attend
ICO Portal of Longroot, effective on 5 August 2024. In any case, the SEC is responsible for overseeing that ICO portals comply with relevant regulations and maintain the qualifications specified by the
(in case of secured Basel III-compliant Instruments/ Basel III-compliant Instruments with a bondholders' representative). - Application shall be submitted for an approval. The following qualifications
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from