Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will
consultation paper is available on the SEC website at www.sec.or.th. The draft regulation includes qualifications of CIS to be offered to non-retail investor in Thailand, conditions relating to offer of CIS
Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management
and responsibilities of intermediaries, and (3) promotion of investors? roles in perusing disclosed information before making investment decisions. The amended regulation is expected to promote entry of
and responsibilities of intermediaries, and (3) promotion of investors? roles in perusing disclosed information before making investment decisions. The amended regulation is expected to promote entry of
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยคณะผู้บริหารเข้าร่วมการประชุม EU-Asia Pacific Forum on Financial Regulation ซึ่งเป็นการ