the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
) to determine additional standards of conduct of which require investor contact to comply with the laws and regulations relating to contacting and soliciting give force to a securities company, so it is
give force to a securities company, so it is deemed appropriated to issue this Notification. (UNOFFICIAL TRANSLATION) Qualifications of the Applicant for Approval of Category A Investor Contact As
give force to a securities company, so it is deemed appropriated to issue this Notification. (UNOFFICIAL TRANSLATION) Qualifications of the Applicant for Approval of Category A Investor Contact As
operations, with a view to grouping the relevant regulations of the operation system and the provision of services to facilitate business operators.The public hearing is intended to propose the draft
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
amendment was approved by the cabinet on 28 August 2018 and it is expected to be enforced in the middle of 2019. Consequently, provident funds investing in fixed income through mutual funds will be
Caravan chose to hold its first activity in Khon Kaen as it is a large province in the northeastern region with economic potential and which is also the model province with digital development under the
fundraising will be through a short-term loan. PLANB is considered a related party of MACO because both companies share the same major shareholder; (3) Contract with PLANB to allow PLANB to manage