is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
development. SEC Chief also informed UNDP of the upcoming launch of Thailand Responsible Business Network (TRBN), which is a collaborative network jointly initiated by SEC, the Thai listed Companies Association
, Chairman of TBA said ?TBA is well aware of intermediary?s roles to promote saving and investment to uplift a standard of living and build a stable life. With over 6,600 bank branches nationwide, the
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
Capital Market Development Fund (CMDF) renders financial support to this initiative. Morgan Stanley Capital International (MSCI), an international consultant, is commissioned to study and develop a data
is digitalized to enhance the country’s economic potential through the establishment of an ecosystem that supports technological advancements and innovations for reinforced competitiveness. In this
to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was subject to a criminal fine penalty. Given that the benefit he had received was lower than the minimum fine of
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
, 2014.SEC Secretary-General Vorapol Socatiyanurak said, ?It is a great opportunity that Thailand has been trusted by OECD to host this event as financial illiteracy is prevalent in Thai society where over