follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
provisions of Domestic Law, the Authorities may cooperate: (a) on an ongoing basis or ad hoc; (b) orally or in writing; and (c) upon request or on their own initiative (i.e. without a formal request). 6
intent made in writing that he or she does not wish an intermediary to implement methods and procedures complying with the details in this Chapter; (3) investor or client who uses services related to
intent made in writing that he or she does not wish an intermediary to implement methods and procedures complying with the details in this Chapter; (3) investor or client who uses services related to
intent made in writing that he or she does not wish an intermediary to implement methods and procedures complying with the details in this Chapter; (3) investor or client who uses services related to
(Record Date) 08/07/2019 19:20 The entering into the transaction to return a digital TV license of the subsidiary (Spring 26 Co.,Ltd), the appointment of the IFA, the determination of the date of the EGM No
consideration criterion and the 3-month interim consolidated financial statements ended 30 March 2019 of the Company; 3) the acquisition of assets of Spring Corporation Co., Ltd. (“SPC”) and Nation Digital
competitiveness of Thai capital market and will continue to implement projects agreed in the first quarter, aiming at achieving best results in a timely manner. We support listed companies, reduce redundancy as
regard, provident funds that implement the I Code will be able to ensure that their boards will manage funds for members? best interest more efficiently and at the same help to establish a good governance