and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business
Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business with honesty, fairness and
fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds. The consultation paper on the principles and proposed regulations related to
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
is to promote fairness and equality for all investors. Secondary public offering (SPO) of listed companies would also follow this general cornerstone approach. In addition, the SEC is proposing the
respective trigger point and (ii) during the reduction process, such person abstains from exercising the voting right in the portion to be reduced. ?These revisions will reinforce fairness for
เพื่อทำ IPO และ spin-off (เลขที่ orkor3/2549) เอกสารรับฟังความคิดเห็น แบบสำรวจความคิดเห็น เอกสารรับฟังความคิดเห็น วันที่สุดท้ายของการให้ความคิดเห็น : 30 ธันวาคม 2548 เอกสารเผยแพร่การรับฟังความคิด
fairness among investors, reflect quality competition, and foster sustainability in the securities industry.“The SEC emphasizes the importance of building the overall market confidence. We welcome inputs and
, fairness and equal competition, and ensuring that the issuance or amendment to the criteria applicable to the members must be proceeded by considering opinions of stakeholders and obtaining approval from