, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents
ในทันทีจากการอบรมครั้งนี้คืออะไร Devahuti Choudhury, SDG Impact Specialist for Asia Pacific and ASEAN 09:30 – 11:00 น. I. ภาพรวมการอบรม • แนวคิดเกี่ยวกับความยั่งยืน • การวัดผลและจัดการผลกระทบ • แรงขับ
ได้ถึง https://market.sec.or.th/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist
/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
/12 Session 1: Stewardship: Voting and Engagement Practices 1.1 หัวข้อ Fundamentals & Best Practice for effective Stewardship - บรรยายโดย Ms. Bonnie Groves, Specialist, Stewardship, PRI 1.2 หัวข้อ