Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain unlawful gains for the benefit of herself and others, in violation of Section 311 of the Securities and...
Bangkok, August 8, 2012 ? The Criminal Court found Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) PLC (NIPPON), guilty of misappropriation of company assets, document falsification and false accounting record in violation of Sections 281/2, 307, 308, 311, 312, and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA). Wichai was sentenced to serve 20-year imprisonment and pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This f...
Bangkok, August 8, 2013 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)) and related persons, comprising (1) Suthisak Lohsawat, former director and chief executive officer, (2) Mana Sethaputra, former managing director, (3) Wacharee Unnoppetchara, former director and purchasing manager, (4) Penny Tossacharoonkiat, former account & fi...
Bangkok, August 19, 2013 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} on the ground to believe that he sold {X1} Plc. shares by using non-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized person, sold 3,450,000 {X1} shares in his daughter's trading account. He was a {X1} advisor who had...
บริษัท หลักทรัพย์จัดการกองทุนเกียรตินาคินภัทร จำกัด|กองทุนรวมฟีดเดอร์,กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 02/02/2567 - 08/02/2567
Bangkok, December 30, 2010 - The SEC filed an additional criminal complaint with the Department of Special Investigation (DSI) against Ratchasak Susewi, former Chairman and Chief Executive Officer of POWER-P Plc. (POWER), for violating Sections 307, 311 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) by collusively falsifying POWER accounts worth totaling 34 million baht with objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s mon...
Publication Document - M VISION PUBLIC COMPANY LIMITED : MVP สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 22:36 Publication Document Please enter search criteria
Publication Document - FILTER VISION PUBLIC COMPANY LIMITED : FVC สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:56 Publication Document Please enter search
Publication Document - M VISION PUBLIC COMPANY LIMITED : MVP สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:55 Publication Document Please enter search criteria