irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or
approved ICO portal must show readiness of the overall work systems within 180 days from the date of approval. The deadline for the first-year operating fee is also amended to be paid before the first date
objective, purpose, or strategy of operation or procurement of benefit of REIT for investor’s understanding and use it as guideline for monitoring REIT business operation direction in the future; 2.2
Bangkok, November 28, 2012 ? The Securities and Exchange Commission of Thailand ("SEC"), signed a Memorandum of Understanding ("MoU") with the Commission de Surveillance du Secteur Financier of
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect
On 9 January 2023, the UK Government and the Securities and Exchange Commission of Thailand (SEC Thailand) signed a new Memorandum of Understanding (MoU) on Financial Services to further strengthen
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on