3, 2014 which has been promulgated in replacement of the said two notifications.
Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities underwriting will also be revised in responsive to current circumstances. The consultation...
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, March 21, 2014 - The SEC suspended two securities investment consultants. A six-month suspension was imposed on {A} for trading securities on behalf of clients and a three-month suspension
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC), the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission (SEC), Thailand and the Singapore Exchange (SGX) have established the Streamlined Review Framework for the ASEAN Common Prospectus (the ?Framework"), pursuant to a Memorandum of Understanding (MoU) signed on 3 March 2...
Bangkok, January 10, 2014 ? The SEC is seeking public comment on proposed revision to the fund?s investment rules. The proposed revision applicable to mutual fund, private fund and provident fund aims at adding more flexibility to asset types, diversifying fund?s portfolio and calculating derivatives investment in line with international standards. In addition, the fund classifications will also be revised to better reflect risks associated with both direct and indirect investment. The consultat...
LiteForex Investments Limited,Inc. Website: www.liteforex.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
LiteForex Investments Limited,Inc. Website: www.liteforex.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business