Day of June 2006 (Prasong Vinaiphaet) Acting Secretary-General Office of the Securities and Exchange Commission. (Translation) -3- The ………………………… securities company limited Balance sheet As of (date
Practice |- Code of Conduct |- Fees |- Related Circular Letter Fund Rating Agency |- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular Others (Securities Business) |- Separation of
(section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for Securities Companies Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section
on issues of related party transactions and separation of businesses among the applicant and group of parent company which have effect on shareholder rights. Besides, {X1} Company had jointly prepared
. Competitive businesses Clear separation of target group of customers or markets; There are other groups of shareholders that can counterbalance; Major shareholders have more interests in the listed company
Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form
trading, deposit and withdrawal, and displaying customer’s assets balance for Bitkub to operate its business continuously and efficiently. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement
) Securities Financing (section 4) Separation of Securities and Finance Businesses & Merger (section 90) Representatives Office of foreign securities companies (section 93) Holidays (section 110) Securities