, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
reviewed or audited by an auditor who is employed by an audit firm that has been inspected by the SEC** as well as the annual report; 3. Directors and senior executives of each work unit
boards of directors should prioritize, including the components, structure, and responsibilities of company boards, internal control systems for governance, as well as guidelines for monitoring and
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the
"electronic possession" OR "electric ownership" OR "electric control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
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maintains its mission to oversee and develop the quality of auditors in the capital market. The quality control system of the audit firms is regularly inspected, and the audit engagement is randomly selected
จบัุน (ขอมูลขั้นต่ําท่ีกําหนดในมาตรา 69 และ70) I. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management ม.69 (8) ผูบริหารและผูถือหุนรายใหญของบริษัทท่ีออก หลักทรัพย