SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
Bangkok, July 8, 2015 - The SEC suspended three investment consultants for making trading decisions on the clients' behalf. Those investment consultants were {A}, a former capital market investment
listed company on the SET and the mai making passive investment at a total amount exceeding 40 percent of the total assets to disclose information related to such investment in the Notes to the Financial
Microsoft Word - MD&A-9M2018-set-t.doc _investment_.doc 1 ที สลบ. 038/2561 วนัที 8 พฤศจกิายน 2561 เรือง คําอธบิายและวเิคราะหข์องฝ่ายจัดการ ไตรมาสที 3 สิ/นสดุวนัที 30 กนัยายน 2561 เรยีน กรรมการและ
Microsoft Word - Eng-SET Q4-19 audited Final Ref: FASET 01/2020 February 24, 2020 Subject: Report the operating result for the year ended December 31, 2019 To: President of the Stock Exchange of
Microsoft Word - IM1_TSE_TH_ส่ง SET 15 Dec2560.doc หนา 0 จาก 8 สารสนเทศเกี่ยวกับการจําหนายไปซ่ึงหลักทรัพย และ การเขาทํารายการที่เกี่ยวโยงกัน ในหลักทรัพย บริษัท ไทย โซลาร เอ็นเนอรย่ี จํากัด