areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
fund governance and PVD management via facsimile 0-2263-6333 or email: sumitra@sec.or.th.The hearing on securities business supervision is running until 18 April 2016, and the rest until 21 April 2016.?
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
trading, front running, market manipulation. Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting
running the multiple regression analysis. A sample group was collected from share prices of companies listed on the Stock Exchange of Thailand during 2004 ?2013 where the finding showed out that the stock
comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. Offering of digital
) embedded in the web-based application to allow users more convenience and privacy to contact the SEC anytime, anywhere. 4) Running a public relations campaign to promote the launches of SEC Check First and
DJSI Emerging Markets indices, for the second year running. Selected for best sustainable development practices from a field of over 200 leading banks worldwide participating in the 2017 assessment
exemption or light-touch track for offers made to sophisticated investors or private placements. However, the SEC proposes that ICO for “investment participation” be initially allowed for institutional
with company Group dialogue or sign-on letter Meeting with the Board or CEO Filing a shareholder resolution Building support for your shareholder resolution Books and records request Proxy access/running