the business of the other party but not in the manner under (1), the party that manages fund shall submit documentary evidence to the Office to demonstrate that: (a) One party has the power to control
incentive systems) with regard to its partners and professional staff are designed to demonstrate the firm’s overriding commitment to quality; · The firm devotes sufficient resources for the development
to demonstrate Thai business operators’ potential and capabilities abroad.”During the morning session of the first day in SEC booth, more than 200 persons were interested and asked for information
-General Ruenvadee Suwanmongkol said that the seminar “SEC Capital Market Symposium: Competitive, Accessible to the Public, and Sustainable” was with the objective to demonstrate the benefits and
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the
. Nevertheless, no facts appeared to demonstrate that Huobi would be able to rectify its work systems and ensure readiness of its personnel in accordance with the governing regulations within the requested
................................................................................................... 17 4.1 Reporting to demonstrate compliance with the Criteria described in Section 3 ................... 17 4.2 Additional reporting encouraged, but not mandatory for certification
/. In this respect, the four core components of disclosure requirements are: 2.1 Use of proceeds: the issuer must assess the designated project and demonstrate clearly how it will contribute to
significant changes and developments: describe changes of person who has duties concerning REIT management e.g. change of REIT manager, trustee, or property manager; 2.3 REIT management structure: demonstrate
the operational procedure under (1); (3) in the case where a proprietary trading occurs during any of the following periods, the intermediary shall be able to demonstrate evidence proving that there is