ก.ล.ต. เปิดรับฟังความคิดเห็นหลักการแก้ไขหลักเกณฑ์การทำธุรกรรมการซื้อหรือขายหลักทรัพย์โดยมีสัญญาขายหรือซื้อคืน (repo/reverse repo)
to perform their duties.SCAN IFA, Silom Advisory Co., Ltd., was of view that all transactions were not appropriate and suggested shareholders not ratify them with different reasons for each transaction
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
) การทำธุรกรรมขายหลักทรัพย์โดยยังไม่มีหลักทรัพย์นั้นอยู่ในครอบครอง (short sale) การทำธุรกรรมการซื้อโดยไม่มีสัญญาขายคืน (reverse repurchase agreement) การกู้ยืมเงิน หรือการทำธุรกรรมการขายโดยมีสัญญาซื้อคืน
- person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform
company perform any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts
the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform any acts to engage into assets trading or enter to be
principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending