Corporate Engagement Officer CDP Southeast Asia and Oceania 09:25-09:40 Overview of TCFD recommendations and key concepts 09:40-09:50 Current status of TCFD implementation and progress 09:50-10:00 Q&A 10:00
concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of
summed up to shareholders’ equity. 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the
and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 the amount
operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor
enhances greater reputation and loyalty as well as better financial performance and value. ⊷ Finally, the study’s results also demonstrate guidelines the IMT-GT’s regulation setters thus providing benefit to
, which may cause untrustworthiness of securities business, derivatives business or trust business as a whole, or injury of business reputation, financial status, business operation or its clients; 22 (3
operation, reputation, position and results of operation of the intermediaries. “ manager ” means a person who is designated by the board of directors of intermediaries to be the highest responsible