and Mission The SEC’s vision, mission and objectives aim at supervising and developing the capital market to be efficient, transparent, inclusive, reliable, and in accordance with international
.............................................................................. 43 United Kingdom: Clear Policies Move the Needle on Stewardship and Engagement .................................... 45 KEY QUESTIONS TO ASK BY SECTOR Taking Investment Lessons from Socrates: Asking
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
over appropriate time-horizons, and should be transparently communicated to beneficiaries or clients. 1.6 Transparency and accountability Institutional investors should be transparent and open with their
Case studies Source: Sustainalytics, 2017 ▪ External Review report by Sustainalytics – extracts: • Opinion Summary …Green Bond Framework is transparent and robust and aligns with four pillars of the
and Clause 5 or Clause 6, as the case may be; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit
, as the case may be; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
. ______________________ Note: *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and
understood, monitored, transparent and regularly reviewed. 4.5 Employee share dealing The board should develop clear rules regarding any trading by directors and employees in the company’s own securities
independent and transparent nomination procedure. 4. The system of public oversight shall have the ultimate responsibility for the oversight of: https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us