the COVID-19 pandemic, issues relating to remote working, operational resilience, and fraud and scam inspection will also be discussed. On 11 March 2021, EU-Asia Pacific Forum will be held and
clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collaboration seeks to ensure a well-regulated, fair, and trustworthy capital market that boosts investor
valuation companies and principal valuers, and (3) criteria for approving qualified associations or valuation professional entities as a self-regulated organisation. The consultation papers on the proposed
the delivery of equipment or project until this situation can be controlled. Therefore, the operations and delivered projects are delayed, resulting in the decrease of revenue in Q1– 2020. In terms of
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
ประเมินสำหรับตลาดทุนในลักษณะองค์กรกำกับดูแลตนเอง (Self Regulated Organization: SRO) เพื่อเปิดกว้างให้สมาคมหรือองค์กรวิชาชีพประเมินที่มีความพร้อมสามารถยื่นเป็น SRO ต่อ ก.ล.ต. ได้ ในการนี้ ก.ล.ต. ได้เผยแพร่