and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted by the Office, e.g. Financial Action Task Force
institution is under supervision of a financial regulator and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted
beneficial governance and control, good corporate governance is not possible. A sound disclosure regime was identified as critical because there is a risk that controlling beneficial owners, with large voting
existing Thai regime for approved retail funds, this circular sets out the eligibility and ongoing requirements, as well as SEC rules, which a Hong Kong Covered Entity must satisfy if it intends to seek
regulatory regimes, and to ensure proper investor protection and consistency with the existing Hong Kong regime for authorised retail funds, this circular sets out the additional requirements with which a Thai
loans and debt securities was set aside on conservative premise to strengthen the loan loss reserves, in light of the imminent adoption of the new accounting regime which would entail lower credit cost
corporate governance have prompted world-class organizations to implement best practices to strengthen their governance regime. In Thailand, the Stock Exchange of Thailand (SET) has prepared the “Principles
เป็น 3 2.1 เพ่ือเปิดให้เกิด market solutions จากการมีผู้ประกอบธุรกิจเพ่ิมข้ึน โดยเข้ามา ท าหน้าที่ช่วยเลือก ช่วยจัดการและช่วยอ านวยความสะดวกให้ผู้ลงทุน โดยไม่ติดข้อจ ากัดจากการไม่มี licensing regime
(Retail investors: “RI”) โดยขอตกลงภายใตกรอบ ACMF ในการเสนอขาย CIS ตางประเทศแก NRI มีขอบเขตสรุปได ดังนี้ (1) ใหแตละประเทศมี framework ของการ exemption หรือ fast track regime เพื่อรองรับการเสนอขาย CIS