Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/07/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/07/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 04/10/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 17/08/2018
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform
Audit Firm Name: Subject : Human Resources Prepared by Date Particulars Reference /Guidance Notes Description A Human Resources Planning 1 Is the firm’s human resource planning in line with the
Audit Firm Name: Subject: DOCUMENTATION Prepared By: …………. Date: ……………….. Documentation Sr. Particulars Reference / Sr. Particulars Reference / Guidance Notes Description 1 How does the firm document
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with