Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives

ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including

for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess

oversight system is on the path toward international recognition and the reliability of the financial reporting quality of listed companies shall therefore ensue. We have been welcomed as a member of the

(Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand : HK-TH MRF) เป็นความร่วมมือเพื่ออำนวยความสะดวกแก่บริษัทหลักทรัพย์จัดการกองทุน

ETF) ​ Mutual Recognition of Funds between Hong Kong and Thailand (HK-TH MRF)​ การจัดตั้งกองทุนรวม Cross-border offering of funds ASEAN Collective Investment Schemes (ASEAN CIS) Asia Region Funds

cycle were found in the following areas: audit sampling, audits of revenue recognition under percentage of completion method, audits of inventory and cost of sales, and the process of forming an audit

’ acknowledgment or consent.  _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open

business, which also reduces redundant identification processes.  As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be

identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect