shall be liable for the punishment under Paragraph 1 of Section 283 of the SEA amended by the Securities and Exchange Act (No. 6) B.E. 2562. This case is in the process of inquiry by the inquiry official
punishment under Paragraph 1 of Section 283 of the SEA amended by the Securities and Exchange Act (No. 6) B.E. 2562. This case is in the process of inquiry by the inquiry official. SEC Act S.283 Criminal
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
market environment. While digital asset businesses are innovative and constantly related to technological advancement and financial innovation, SEC continues to promote the optimal use of digital assets
international standard setters for disclosure on sustainable finance, use of technologies and digitalization for development and regulation, advancement of financial technologies, supervision to promote the
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
had committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for being a director who acted to obtain falsified accounts or
Section 3 of the Penal Code. The Court inflicted the punishment of 1 year imprisonment and 1,00,000 Baht fine. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 6
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
information to trade securities for his own and others? benefits in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the