SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May,  I commit myself to work closely with SET on holistic approach in order to enhance

, leading to more inclusive and equitable practices.”The workshop sought to create an enabling environment across capital market ecosystems on the business and human rights approach, and to strengthen the

ความเห็น ดังนี้1.กรณีที่บริษัทมีฐานะสัญญาซื้อขายล่วงหน้า (“อนุพันธ์”) ที่นอกเหนือจากการ long option นั้น บริษัทจะต้องคำนวณค่าความเสี่ยงตามวิธี standardised approach2.ในการคำนวณค่า

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles

aim to address this knowledge gap. They provide private enterprises with a common language and approach to fully integrate the SDGs into all business and investment decision-making processes, in line

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in

in market capitalization approach in share listing, Thai medium-sized firms operating in the targeted industries under the BCG model as well as large foreign firms that create economic benefits to

proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual

, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to