on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for
advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to
Time of Technological Transformation," organized by Bloomberg. During the session, Deputy Secretary-General Jomkwan shared insights on the utilizations of new technologies for detecting suspicious
/investorAlert Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook page “SEC Office” or SEC Live Chat on the SEC website.
consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The
. Furthermore, to report any leads concerning suspicious activities, please contact the SEC Complaint Center via Hotline 1207, or the SEC Facebook page: “สำนักงาน กลต.” or the SEC Live Chat on the SEC website
recommended SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The expo took place at MCC Hall, The Mall Korat, Nakhon Ratchasima Province, on 8 August 2025. In
such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action.Furthermore, leads on suspicious activities in the capital market can be notified to the