และจัดการกองทุนรวมที่เกี่ยวข้องกับบุคคลซึ่งมีความสัมพันธ์กับบริษัทหลักทรัพย์จัดการกองทุนรวม (affiliated persons)ด้วยปัจจุบันมี
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
will be effective in 2021. SEC has made the public hearing document available at https://www.sec.or.th/hearing. Related persons and interested parties may express their comments on the website or
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
Following the announcement of BX (which formerly operated in digital asset exchange business) that its business operations will completely shut down on 3 April 2020 which means it will stop servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter to other out-of-control wallets without client’ instructions. That actions incurred losses to other...
; (3) Mr. Thanawat Pratoomsuwan; (4) Mr. Phiroon Phihakendr; (5) Mr. Phipat Phihakendr; (6) Mr. Phiboon Phihakendr, and (7) Miss Kanchana Chakvichitsopon and 10 creditors and their authorized persons
Facebook Page ชื่อ Mutual Fund for the People : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had provided services or presented itself to the public that it was ready to provide the digital asset exchange service in the ordinary course of business outside the digital asset exchange. Additionally, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the ser...
Facebook Page ชื่อ Mutual Fund for the People - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 12/12/2566)